SEC Form 4 · accession 0001567619-18-006778
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Till
Officer — EVP - Controller
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | A | 9,600 | $16.00 | A | 9,600 | D | |
| Common StockF1 | Nov 16, 2018 | D | 9,600 | $50.2662 | D | 0 | D | |
| Common Stock | Nov 16, 2018 | A | 1,000 | $21.00 | A | 1,000 | D | |
| Common StockF1 | Nov 16, 2018 | D | 1,000 | $50.2662 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.00 | Nov 16, 2018 | M | 9,600 | D | — | Oct 3, 2022 | Common Stock | 9,600 | 111,400 | D |
| Employee Stock Option (Right to Buy)F2 | $21.00 | Nov 16, 2018 | M | 1,000 | D | — | Nov 25, 2023 | Common Stock | 1,000 | 110,400 | D |
Explanation of responses
- F1Weighted average from 50 transactions with prices ranging from $50.01 to $50.67 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Granted under the 2012 Equity Incentive Plan. Option vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement.