SEC Form 4 · accession 0001140361-17-022370
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Begle
Officer — President
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2017 | M | 1,899 | $21.00 | A | 1,899 | D | |
| Common StockF2,F1 | May 23, 2017 | S | 1,899 | $57.0348 | D | 28,500 | I | By Curtis Begle GRAT 2017 |
| Common Stock | May 24, 2017 | M | 13,442 | $21.00 | A | 13,442 | D | |
| Common StockF3,F1 | May 24, 2017 | S | 13,442 | $57.0163 | D | 28,500 | I | By Curtis Begle GRAT 2017 |
| Common Stock | May 25, 2017 | M | 2,659 | $21.00 | A | 2,659 | D | |
| Common StockF1 | May 25, 2017 | S | 2,659 | $57.00 | D | 28,500 | I | By Curtis Begle GRAT 2017 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $21.00 | May 23, 2017 | M | 1,899 | A | — | Nov 25, 2023 | Common Stock | 1,899 | 292,101 | D |
| Employee Stock Option (Right to Buy)F4 | $21.00 | May 24, 2017 | M | 13,442 | A | — | Nov 25, 2023 | Common Stock | 13,442 | 278,659 | D |
| Employee Stock Option (Right to Buy)F4 | $21.00 | May 25, 2017 | M | 2,659 | A | — | Nov 25, 2023 | Common Stock | 2,659 | 276,000 | D |
Explanation of responses
- F1Sale pursuant to trading plan meeting the requirements of SEC Rule 10b5-1 adopted by the reporting person on November 30, 2016.
- F2Weighted average from 11 transactions with prices ranging from $57.00 to $57.14 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F3Weighted average from 16 transactions with prices ranging from $57.00 to $57.05 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F4Granted under the 2012 Equity Incentive Plan. Options vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement.