SEC Form 4 · accession 0001140361-17-018632
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Begle
Officer — President
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2017 | M | 2,700 | $21.00 | A | 31,200 | D | |
| Common StockF2,F1 | May 3, 2017 | S | 2,700 | $55.0022 | D | 28,500 | D | |
| Common Stock | May 4, 2017 | M | 15,300 | $21.00 | A | 43,800 | D | |
| Common StockF3,F1 | May 4, 2017 | S | 15,300 | $55.2672 | D | 28,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $21.00 | May 3, 2017 | M | 2,700 | A | — | Nov 25, 2023 | Common Stock | 2,700 | 309,300 | D |
| Employee Stock Option (Right to Buy)F4 | $21.00 | May 4, 2017 | M | 15,300 | A | — | Nov 25, 2023 | Common Stock | 15,300 | 294,000 | D |
Explanation of responses
- F1Sale pursuant to trading plan meeting the requirements of SEC Rule 10b5-1 adopted by the reporting person on November 30, 2016.
- F2Weighted average from 4 transactions with prices ranging from $55.00 to $55.03 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F3Weighted average from 40 transactions with prices ranging from $55.00 to $55.51 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F4Granted under the 2012 Equity Incentive Plan. All options are vested.