SEC Form 4 · accession 0001140361-17-007019
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Till
Officer — EVP, Controller
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | A | 9,765 | $6.12 | A | 9,765 | D | |
| Common StockF1 | Feb 10, 2017 | D | 9,765 | $49.0491 | D | 0 | D | |
| Common Stock | Feb 10, 2017 | A | 4,000 | $16.00 | A | 4,000 | D | |
| Common StockF1 | Feb 10, 2017 | D | 4,000 | $49.0491 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.12 | Feb 10, 2017 | M | 9,765 | D | — | Jan 1, 2021 | Common Stock | 9,765 | 109,000 | D |
| Employee Stock Option (Right to Buy)F3 | $16.00 | Feb 10, 2017 | M | 4,000 | D | — | Oct 2, 2022 | Common Stock | 4,000 | 105,000 | D |
Explanation of responses
- F1Weighted average from 13 transactions with prices ranging from $49.0000 to $49.1800 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Granted under the 2006 Equity Incentive Plan. Option vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement.
- F3Granted under the 2012 Equity Incentive Plan. Option vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement.