SEC Form 4 · accession 0001140361-16-089020
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Begle
Officer — President
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 7,808 | $16.00 | A | 36,308 | D | |
| Common StockF1 | Dec 5, 2016 | S | 7,808 | $48.5613 | D | 28,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.00 | Dec 5, 2016 | M | 7,808 | A | — | Oct 2, 2022 | Common Stock | 7,808 | 270,000 | D |
Explanation of responses
- F1Weighted average from 13 transactions with prices ranging from $48.5100 to $48.6300 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Granted under the 2012 Equity Incentive Plan. Option vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement.