SEC Form 4 · accession 0001140361-16-088652
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Salmon
Officer — President
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | M | 5,000 | $16.00 | A | 30,400 | D | |
| Common StockF2,F1 | Nov 30, 2016 | S | 5,000 | $50.5548 | D | 25,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $16.00 | Nov 30, 2016 | M | 5,000 | D | — | Nov 26, 2023 | Common Stock | 5,000 | 325,000 | D |
Explanation of responses
- F1Sale pursuant to trading plan meeting the requirements of SEC Rule 10b5-1 adopted by the reporting person on September 6, 2016.
- F2Weighted average from 13 transactions with prices ranging from $50.5000 to $50.6900 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F3Granted under the 2012 Equity Incentive Plan. Option vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement.
- F4Derivatives outstanding revised to refect scrivener's error with respect to previously reported transaction.