SEC Form 4 · accession 0001140361-16-077750
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Begle
Officer — President
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 4,734 | $16.00 | A | 33,854 | D | |
| Common StockF1,F3 | Aug 22, 2016 | S | 4,734 | $44.0002 | D | 29,120 | D | |
| Common Stock | Aug 23, 2016 | M | 15,266 | $16.00 | A | 44,386 | D | |
| Common StockF2,F3 | Aug 23, 2016 | S | 15,266 | $44.0461 | D | 29,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $16.00 | Aug 22, 2016 | M | 4,734 | A | — | Oct 2, 2022 | Common Stock | 4,734 | 353,366 | D |
| Employee Stock Option (Right to Buy)F4 | $16.00 | Aug 23, 2016 | M | 15,266 | A | — | Oct 2, 2022 | Common Stock | 15,266 | 338,100 | D |
Explanation of responses
- F1Weighted average from 2 transactions with prices ranging from $44.0000 to $40.0100 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Weighted average from 18 transactions with prices ranging from $44.0000 to $40.1800 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F3Sale pursuant to trading plan meeting the requirements of SEC Rule 10b5-1 adopted by the reporting person on May 20, 2016.
- F4Granted under the 2012 Equity Incentive Plan. Option vest on each of the first five anniversaries of the date of grant, subject to the terms and conditions of the plan and award agreement