SEC Form 4 · accession 0001140361-16-076225
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Begle
Officer — President
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 16,143 | $6.18 | A | 45,263 | D | |
| Common StockF1,F2 | Aug 10, 2016 | S | 16,143 | $42.0724 | D | 29,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $6.18 | Aug 10, 2016 | M | 16,143 | D | — | Dec 31, 2019 | Common Stock | 16,143 | 358,100 | D |
Explanation of responses
- F1Weighted average from 17 transactions with prices ranging from $42.0000 to $42.1500 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Sale pursuant to trading plan meeting the requirements of SEC Rule 10b5-1 adopted by the reporting person on May 20, 2016.
- F3Granted under the 2006 Equity Incentive Plan. All options are vested.