SEC Form 4 · accession 0001140361-15-021316
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Norman
Officer — President
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 30,741 | $8.16 | A | 77,793 | D | |
| Common StockF1 | May 19, 2015 | S | 30,741 | $34.916 | D | 47,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $8.16 | May 19, 2015 | M | 22,779 | D | — | Sep 22, 2016 | Common Stock | 22,779 | 232,962 | D |
| Employee Stock Option (Right to Buy)F2 | $8.16 | May 19, 2015 | M | 7,962 | D | — | Jun 6, 2017 | Common Stock | 7,962 | 225,000 | D |
Explanation of responses
- F1Weighted average from 26 transactions with prices ranging from $34.8000 to $35.0400 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Granted under the 2006 Equity Incentive Plan. All options are vested.