SEC Form 4 · accession 0001140361-15-004029
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D. Thompson
Officer — Executive Vice President
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 23,875 | $8.16 | A | 55,487 | D | |
| Common StockF1 | Feb 2, 2015 | S | 23,875 | $33.5461 | D | 31,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $8.16 | Feb 2, 2015 | M | 23,875 | D | — | Dec 31, 2017 | Common Stock | 23,875 | 263,875 | D |
Explanation of responses
- F1Weighted average from 43 transactions with prices ranging from $33.3700 to $33.7600 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Granted under the 2006 Equity Incentive Plan. All options are vested.