SEC Form 3 · accession 0001567619-19-001495
CarParts.com, Inc. · PRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjiv Gomes
Officer — Interim CTO
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 37,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.99 | holding | — | — | — | Sep 10, 2013 | Sep 9, 2023 | Common Stock | 16,283 | — | D |
| Stock Options (Right to Buy)F1 | $2.44 | holding | — | — | — | Nov 7, 2013 | Nov 6, 2023 | Common Stock | 15,000 | — | D |
| Stock Options (Right to Buy)F1 | $2.29 | holding | — | — | — | Jan 29, 2015 | Jan 28, 2025 | Common Stock | 15,000 | — | D |
| Stock Options (Right to Buy)F1 | $2.64 | holding | — | — | — | Jan 21, 2016 | Jan 20, 2026 | Common Stock | 15,000 | — | D |
| Stock Options (Right to Buy)F1 | $3.40 | holding | — | — | — | Jan 25, 2017 | Jan 24, 2027 | Common Stock | 5,000 | — | D |
| Stock Options (Right to Buy)F1 | $2.61 | holding | — | — | — | Jan 8, 2018 | Jan 7, 2028 | Common Stock | 7,500 | — | D |
| Stock Options (Right to Buy)F2 | $1.50 | holding | — | — | — | Oct 5, 2018 | Oct 4, 2028 | Common Stock | 25,000 | — | D |
Explanation of responses
- F1Twenty-five percent of the shares of stock subject to the option vest or vested on the first anniversary of the grant date, and the remainder of which vest or vested in equal monthly installments thereafter over three years, subject to such executive's continued service to the company through such dates.
- F2Fifty percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder of which vest on the second anniversary of the grant date, subject to such executive's continued service to the company through such date.