SEC Form 4 · accession 0001140361-18-001644
CarParts.com, Inc. · PRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Hoffmann
Officer — Chief Technology Officer
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2018 | A | 32,170 | $0.00 | A | 32,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F3 | $2.61 | Jan 8, 2018 | A | 58,530 | A | — | Jan 7, 2028 | Common Stock | 58,530 | 58,530 | D |
Explanation of responses
- F1Restricted stock units granted pursuant to the 2016 Equity Plan. Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal quarterly installments thereafter over three years, subject to such executive's service to the Company through such date.
- F2Granted pursuant the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.
- F3Twenty-five percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder vest in equal monthly installments thereafter over the subsequent three years, subject to such executive's service to the Company through such dates.