SEC Form 4/A · accession 0001140361-17-015136
CarParts.com, Inc. · PRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Aaron Coleman
Officer — Chief Executive Officer · Director
Period of report
Mar 30, 2017
Accepted (ET)
Apr 6, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2017 | A | 200,000 | $0.00 | A | 339,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F3 | $3.34 | Mar 30, 2017 | A | 650,000 | A | — | Mar 29, 2027 | Common Stock | 650,000 | 650,000 | D |
Explanation of responses
- F1This amendment is being filed to correct the vesting terms of this restricted stock unit award which were incorrectly reported in the original filing. Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal annual installments thereafter over three years, subject to such executive's service to the Company through such dates.
- F2This amendment is also filed to correct the exercise price of this option award which was incorrectly reported in the original filing. The closing stock price on the date of grant was $3.34.
- F3Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.