SEC Form 4 · accession 0001562180-19-001630
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk W Walters
Officer — Sr Executive Vice President · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 1:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 3,238 | $17.815 | D | 28,335 | D | |
| Common StockF3,F2 | Mar 1, 2019 | A | 8,516 | $17.815 | A | 36,851 | D | |
| Common StockF4 | Mar 1, 2019 | G | 12,270 | $0.00 | D | 24,581 | D | |
| Common Stock | Mar 1, 2019 | G | 12,270 | $0.00 | A | 12,270 | I | By Lacey & Sadie, LLC |
| Common Stock | holding | — | — | — | 156,908 | I | By Gus & Bonnie, LLC | |
| Common Stock | holding | — | — | — | 75,885 | I | J.A. Walters Irrevocable Trust | |
| Common Stock | holding | — | — | — | 75,886 | I | J.W. Walters Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld in payment of taxes due on vesting of restricted shares.
- F2Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.
- F3Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 7,592 shares withheld in payment of taxes due.
- F4Includes 8,008 shares owned indirectly through the People's United Bank 401(k) Plan (including 88 shares acquired through dividend reinvestment) and 2,567 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements.