SEC Form 4 · accession 0001562180-19-001623
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G Roberts
Officer — Executive Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 597 | $17.815 | D | 26,449 | D | |
| Common StockF3,F2,F4 | Mar 1, 2019 | A | 3,081 | $17.815 | A | 29,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld in payment of taxes due on vesting of restricted shares.
- F2Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.
- F3Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 1,381 shares withheld in payment of taxes due.
- F4Includes 1,411 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 15 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statement.