SEC Form 4 · accession 0001562180-18-003440
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Trautmann
Officer — Sr Ex VP, Gen Cnsl & Secretary
Period of report
Aug 1, 2018
Accepted (ET)
Aug 1, 2018 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 1, 2018 | S | 10,000 | $18.34 | D | 18,426 | I | Robert Edward Trautmann Revocable Trust |
| Common StockF1 | holding | — | — | — | 21,485 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,262 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 39 shares acquired through dividend reinvestment) based on 6/30/2018 Plan statement.
- F2This transaction was executed in multiple trades at prices ranging from $18.34 to $18.35. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.