SEC Form 4 · accession 0001562180-18-002532
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
May 17, 2018
Accepted (ET)
May 17, 2018 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2018 | S | 4,000 | $18.7134 | D | 302,952 | D | |
| Common Stock | holding | — | — | — | 4,768 | I | By daughter | |
| Series A Nonconvertible Perpetual Preferred Stock | holding | — | — | — | 8,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 123,864 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,070 units accrued due to the deemed reinvestment of dividend equivalents and reflecting distribution of 1,777 investment units by delivery of equal number of shares of common stock on May 1, 2018). Each investment unit corresponds to one share of common stock.