SEC Form 4 · accession 0001562180-18-001939
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
Apr 19, 2018
Accepted (ET)
Apr 20, 2018 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2018 | A | 5,168 | $0.00 | A | 306,952 | D | |
| Common Stock | holding | — | — | — | 4,768 | I | By daughter | |
| Series A Nonconvertible Perpetual Preferred Stock | holding | — | — | — | 8,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares that vest on the earlier of April 19, 2019 or the date of the People's United Financial, Inc. 2019 Annual Meeting of Shareholders.
- F2Includes 123,864 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,070 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 14,446 investment units by delivery of equal number of shares of common stock on January 2, 2018). Each investment unit corresponds to one share of common stock.