SEC Form 4 · accession 0001562180-18-001371
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Rosato
Officer — Sr EVP and CFO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2018 | F | 4,563 | $19.165 | D | 83,001 | D | |
| Common Stock | holding | — | — | — | 355 | I | IRA f/b/o Dana Rosato | |
| Common Stock | holding | — | — | — | 120 | I | IRA f/b/o Kevin Rosato |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld in payment of taxes due on vesting of restricted shares.
- F2Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.
- F3Includes 3,554 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information based on 12/31/17 Plan statements.