SEC Form 4 · accession 0001562180-18-000492
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Trautmann
Officer — Sr Ex VP, Gen Cnsl & Secretary
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 9:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2018 | S | 30,000 | $19.858 | D | 23,706 | I | Robert Edward Trautmann Revocable Trust |
| Common StockF1 | holding | — | — | — | 27,002 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,900 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment) based on 12/31/2017 Plan statement.
- F2This transaction was executed in multiple trades at prices ranging from $19.85 to $19.87. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.