SEC Form 4 · accession 0001562180-17-003034
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
Sep 28, 2017
Accepted (ET)
Sep 28, 2017 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | G | 4,000 | $0.00 | D | 305,936 | D | |
| Common Stock | holding | — | — | — | 4,768 | I | By daughter | |
| Series A Nonconvertible Perpetual Preferred Stock | holding | — | — | — | 8,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 135,962 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,350 units accrued due to the deemed reinvestment of dividend equivalents). Each investment unit corresponds to one share of common stock.