SEC Form 4 · accession 0001562180-17-002699
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Barnes
Officer — President and CEO · Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 16, 2017 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 16, 2017 | G | 33,098 | $0.00 | D | 98,256 | D | |
| Common Stock | Aug 16, 2017 | G | 33,098 | $0.00 | A | 365,563 | I | John P. Barnes Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to the John P. Barnes Living Trust. The reporting person is the grantor and a co-trustee of the trust.
- F2Includes 3,960 shares owned indirectly through the People's United Bank 401(k) Plan (including 39 shares acquired through dividend reinvestment) and 3,926 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shares acquired through dividend reinvestment). Information is based on 06/30/17 Plan statements.