SEC Form 4 · accession 0001562180-17-001528
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Dwight
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 20, 2017 | A | 5,450 | $0.00 | A | 233,176 | D | |
| Common Stock | holding | — | — | — | 8,902 | I | By H. Dwight Revocable Trust | |
| Common Stock | holding | — | — | — | 4,253 | I | By C. Dwight Revocable Trust | |
| Common Stock | holding | — | — | — | 4,253 | I | By P. Dwight Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares that vest on the earlier of April 20, 2018 or the date of the People's United Financial, Inc. 2018 Annual Meeting of Shareholders.
- F2Includes 67,176 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 593 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 6,649 investment units by delivery of equal number of shares of common stock on January 3, 2017). Each investment unit corresponds to one share of common stock.