SEC Form 4 · accession 0001562180-17-001525
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T. Bottomley
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2017 | A | 5,450 | $0.00 | A | 134,356 | D | |
| Common StockF2 | holding | — | — | — | 3,495 | I | (by spouse) | |
| Series A Nonconvertible Perpetual Preferred Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares that vest on the earlier of April 20, 2018 or the date of the People's United Financial, Inc. 2018 Annual Meeting of Shareholders.
- F2Includes 0.159028 shares acquired through dividend reinvestment.