SEC Form 4 · accession 0001562180-17-001286
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk W Walters
Officer — Sr Executive Vice President · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 17, 2017 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2017 | G | 8,534 | $0.00 | D | 26,146 | D | |
| Common Stock | Mar 17, 2017 | G | 8,534 | $0.00 | A | 303,542 | I | By Gus & Bonnie, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,420 shares owned indirectly through the People's United Bank 401(k) Plan (including 68 shares acquired through dividend reinvestment) and 2,103 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 16 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements.