SEC Form 4 · accession 0001562180-17-001187
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Galan G Daukas
Officer — Sr. Executive Vice President
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | S | 9,143 | $19.21 | D | 41,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $19.20 to $19.225. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 7,797 shares owned indirectly through the People's United Bank 401(k) Plan (including 71 shares acquired through dividend reinvestment) and 624 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 3 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements.