SEC Form 4 · accession 0001562180-17-001052
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chantal D Simon
Officer — Sr Ex VP & Chief Risk Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2017 | F | 4,895 | $19.625 | D | 96,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld in payment of taxes due on vesting of restricted shares.
- F2Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.
- F3Includes 2,508 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements.