SEC Form 4 · accession 0001562180-16-003470
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T. Bottomley
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | S | 7,000 | $18.0415 | D | 133,906 | D | |
| Common StockF2 | holding | — | — | — | 3,495 | I | (by spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $18.01 to $18.06. The reported price reflects the weighted average sales prices. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 1 share acquired through dividend reinvestment.