SEC Form 4 · accession 0001562180-16-003270
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk W Walters
Officer — Sr Executive Vice President · Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 24, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Nonconvertible Perpetual Preferred Stock | Oct 24, 2016 | P | 40,000 | $25.00 | A | 40,000 | I | By Gus & Bonnie, LLC |
| Common Stock | holding | — | — | — | 258,008 | I | By Gus & Bonnie, LLC | |
| Common StockF1 | holding | — | — | — | 36,441 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,352 shares owned indirectly through the People's United Bank 401(k) Plan (including 80 shares acquired through dividend reinvestment) and 1,784 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 19 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements.