SEC Form 4 · accession 0001562180-16-003268
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 24, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Nonconvertible Perpetual Preferred Stock | Oct 24, 2016 | P | 8,000 | $25.00 | A | 8,000 | D | |
| Common StockF1 | holding | — | — | — | 305,286 | D | ||
| Common Stock | holding | — | — | — | 4,768 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 144,668 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,560 units accrued due to the deemed reinvestment of dividend equivalents). Each investment unit corresponds to one share of common stock.