SEC Form 4 · accession 0001562180-16-002429
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Barnes
Officer — President and CEO · Director
Period of report
May 26, 2016
Accepted (ET)
May 26, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 26, 2016 | G | 44,466 | $0.00 | D | 115,849 | D | |
| Common Stock | May 26, 2016 | G | 44,466 | $0.00 | A | 332,465 | I | John P. Barnes Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to the John P. Barnes Living Trust. The reporting person is the grantor and a co-trustee of the trust.
- F2Includes 3,768 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,441 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 39 shared acquired through dividend reinvestment). Information is based on 3/31/16 Plan statements.