SEC Form 4 · accession 0001562180-16-002149
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 21, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 21, 2016 | A | 5,802 | $0.00 | A | 305,289 | D | |
| Common Stock | holding | — | — | — | 4,768 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares that vest on the earlier of April 21, 2017 or the date of the Peoples United Financial, Inc. 2017 Annual Meeting of Shareholders.
- F2Includes 141,503 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,621 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 13,322 investment units by delivery of equal number of shares of common stock on January 4, 2016). Each investment unit corresponds to one share of common stock.