SEC Form 4 · accession 0001562180-16-001917
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 4, 2016 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2016 | S | 6,500 | $15.5436 | D | 299,486 | D | |
| Common Stock | holding | — | — | — | 4,768 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $15.52 to $15.55. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 141,504 investment units accrued under the Chittenden Corporation Deferred Compensation Plan. Each investment unit corresponds to one share of common stock.