SEC Form 4 · accession 0001562180-16-001868
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Barnes
Officer — President and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2016 | F | 23,815 | $14.908 | D | 159,927 | D | |
| Common Stock | holding | — | — | — | 287,999 | I | John P. Barnes Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld in payment of taxes due on vesting of restricted shares.
- F2Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.
- F3Includes 3,726 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 38 shares acquired through dividend reinvestment) and 3,094 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 31 shared acquired through dividend reinvestment). Information is based on 12/31/15 Plan statements.