SEC Form 4 · accession 0001562180-15-000965
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk W Walters
Officer — Sr Executive Vice President · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 10, 2015 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | G | 4,621 | $0.00 | D | 237,328 | I | By Gus & Bonnie, LLC |
| Common StockF2 | holding | — | — | — | 59,302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to The Walters Family Foundation, a 501(c)(3) organization. The reporting person is the settlor and a co-trustee of a trust owning a 50% membership interest in Gus & Bonnie, LLC (GBLLC). The remaining 50% membership interest in GBLLC is owned by a second trust of which the reporting persons spouse is the settlor and reporting person is a co-trustee.
- F2Includes 7,041 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 71 shares acquired through dividend reinvestment) and 1,403 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 14 shares acquired through dividend reinvestment). Information is based on 9/30/15 Plan statements.