SEC Form 4 · accession 0001562180-15-000761
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Barnes
Officer — President and CEO
Period of report
Sep 14, 2015
Accepted (ET)
Sep 14, 2015 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 14, 2015 | G | 1,541 | $0.00 | D | 146,727 | D | |
| Common Stock | Sep 14, 2015 | G | 1,541 | $0.00 | A | 287,999 | I | John P. Barnes Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to the John P. Barnes Living Trust. The reporting person is the grantor and a co-trustee of the trust.
- F2Includes 3,651 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 39 shares acquired through dividend reinvestment) and 3,032 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 33 shares acquired through dividend reinvestment). Information is based on 06/30/2015 Plan statement.