SEC Form 4 · accession 0001562180-15-000743
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Trautmann
Officer — Sr Ex VP, Gen Cnsl & Secretary
Period of report
Sep 9, 2015
Accepted (ET)
Sep 9, 2015 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 9, 2015 | G | 59,306 | $0.00 | D | 36,765 | D | |
| Common Stock | Sep 9, 2015 | G | 59,306 | $0.00 | A | 59,306 | I | Robert Edward Trautmann Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to the Robert Edward Trautmann Revocable Trust u/a July 9, 2014. The reporting person is the grantor and a co-trustee of the trust.
- F2Includes 3,803 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment) based on 06/30/2015 Plan Statement.