SEC Form 4 · accession 0001562180-15-000681
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Trautmann
Officer — Sr Ex VP, Gen Cnsl & Secretary
Period of report
Aug 18, 2015
Accepted (ET)
Aug 18, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 18, 2015 | I | 6,059 | $16.5925 | D | 96,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents disposition of all shares previously held through the Peoples United Bank 401(k) Plan.
- F2Includes 3,803 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment) based on 06/30/2015 Plan Statement.