SEC Form 4/A · accession 0001562180-15-000559
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
R David Rosato
Officer — Senior Exec Vice President
Period of report
Jun 1, 2015
Accepted (ET)
Jul 6, 2015 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 1, 2015 | F | 927 | $15.53 | D | 72,508 | D | |
| Common Stock | holding | — | — | — | 355 | I | IRA f/b/o Dana Rosato | |
| Common Stock | holding | — | — | — | 120 | I | IRA f/b/o Kevin Rosato |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld in payment of taxes due on vesting of restricted shares.
- F2Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date.
- F3Includes 2,342 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 26 shares acquired through dividend reinvestment). Information based on 03/31/15 Plan statements.