SEC Form 4 · accession 0001562180-15-000294
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Richards
Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 17, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 16, 2015 | A | 6,269 | $0.00 | A | 312,062 | D | |
| Common Stock | holding | — | — | — | 4,768 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares that vest on the earlier of April 16, 2016 or the date of the Peoples United Financial, Inc. 2016 Annual Meeting of Shareholders.
- F2Includes 161,314 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,746 units accrued due to the deemed reinvestment of dividend equivalents). Each investment unit corresponds to one share of common stock.