SEC Form 4 · accession 0001562180-15-000289
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Dwight
Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 17, 2015 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 16, 2015 | A | 6,269 | $0.00 | A | 215,930 | D | |
| Common Stock | holding | — | — | — | 8,902 | I | By H. Dwight Revocable Trust | |
| Common Stock | holding | — | — | — | 4,253 | I | By C. Dwight Revocable Trust | |
| Common Stock | holding | — | — | — | 4,253 | I | By P. Dwight Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares that vest on the earlier of April 16, 2016 or the date of the Peoples United Financial, Inc. 2016 Annual Meeting of Shareholders..
- F2Includes 74,201 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 803 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 21,948 investment units by delivery of equal number of shares of common stock on June 2, 2014). Each investment unit corresponds to one share of common stock.