SEC Form 4 · accession 0001562180-15-000215
People's United Financial, Inc. · PBCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Barnes
Officer — President and CEO
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 17, 2015 | G | 286,458 | $0.00 | D | 149,583 | D | |
| Common Stock | Mar 17, 2015 | G | 286,458 | $0.00 | A | 286,458 | I | John P. Barnes Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred to the John P. Barnes Living Trust. The reporting person is the grantor and a co-trustee of the trust.
- F2Includes 3,572 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 158 shares acquired through dividend reinvestment) and 2,967 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 117 shared acquired through dividend reinvestment). Information is based on 12/31/14 Plan statements.