SEC Form 4 · accession 0001140361-15-044503
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gradon
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 14, 2015 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Dec 14, 2015 | J | 1,199 | $0.00 | A | 1,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 14, 2015 | J | 1,593 | A | — | — | Ordinary Shares | 1,593 | 0 | D |
Explanation of responses
- F1This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2Conversion of Restricted Stock Units ("RSUs") into Restricted Stock on a 1-to-1 basis. The converted shares of Restricted Stock are subject to vesting conditions with a risk of forfeiture identical to the RSUs. Part of the Restricted Stock was withheld by AerCap Holdings N.V. to pay taxes incurred by Mr. Gradon in connection with the conversion.