SEC Form 4 · accession 0001140361-15-044256
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Chapman
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 11:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 9, 2015 | S | 1,400 | $41.287 | D | 6,615 | D | |
| Ordinary Shares | Dec 9, 2015 | S | 400 | $41.284 | D | 6,215 | D | |
| Ordinary Shares | Dec 9, 2015 | S | 100 | $41.284 | D | 6,115 | D | |
| Ordinary Shares | Dec 9, 2015 | S | 100 | $41.281 | D | 6,015 | D | |
| Ordinary Shares | Dec 9, 2015 | C | 1,443 | $0.00 | A | 7,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Share Options (Right to Buy)F2 | $11.29 | Dec 9, 2015 | C | 2,151 | D | Jan 1, 2015 | Dec 31, 2021 | Ordinary Shares | 1,574 | 3,577 | D |
| Ordinary Share Options (Right to Buy)F3 | $14.12 | Dec 9, 2015 | C | 1,774 | D | Jan 1, 2014 | Dec 31, 2020 | Ordinary Shares | 1,179 | 1,803 | D |
Explanation of responses
- F1This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2The exercise of Ordinary Share Options resulted in Ordinary Shares at an amount equal to the product of (A) 2,151 and (B) the excess of the current AerCap Holdings N.V. share price ($42.12) over the exercise price ($11.29), divided by the current AerCap Holdings N.V. share price. Some of the Ordinary Shares resulting from the exercise of the Ordinary Share Options are being withheld by AerCap Holdings N.V. to pay taxes payable by J. Chapman in connection with the conversion of Ordinary Share Options.
- F3The exercise of Ordinary Share Options resulted in Ordinary Shares at an amount equal to the product of (A) 1,774 and (B) the excess of the current AerCap Holdings N.V. share price ($42.12) over the exercise price ($14.12), divided by the current AerCap Holdings N.V. share price. Some of the Ordinary Shares resulting from the exercise of the Ordinary Share Options are being withheld by AerCap Holdings N.V. to pay taxes payable by J. Chapman in connection with the conversion of Ordinary Share Options.