SEC Form 4 · accession 0001140361-15-022902
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith A Helming
Officer — Chief Financial Officer
Period of report
May 31, 2015
Accepted (ET)
Jun 2, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 31, 2015 | A | 95,349 | $0.00 | A | 414,323 | D | |
| Ordinary SharesF1 | May 31, 2015 | A | 20,820 | $0.00 | A | 435,143 | D | |
| Ordinary SharesF1 | May 31, 2015 | A | 10,457 | $0.00 | A | 445,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 31, 2015 | C | 165,000 | D | May 31, 2015 | May 31, 2015 | Ordinary Shares | 165,000 | 0 | D |
| Restricted Stock UnitsF2 | — | May 31, 2015 | C | 36,234 | D | May 31, 2015 | May 31, 2015 | Ordinary Shares | 36,234 | 0 | D |
| Restricted Stock UnitsF2 | — | May 31, 2015 | C | 18,009 | D | May 31, 2015 | May 31, 2015 | Ordinary Shares | 18,009 | 0 | D |
Explanation of responses
- F1This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2Each Restricted Stock Unit ("RSU") listed in Table II vested and converted into Ordinary Shares on a 1-to-1 basis. Some of the Ordinary Shares that were issued are being withheld by AerCap Holdings N.V. to pay wage taxes payable by K. Helming in connection with the vesting of the RSUs.