SEC Form 4 · accession 0000950157-17-000608
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wouter Marinus den Dikken
Officer — Chief Operating Officer
Period of report
May 11, 2017
Accepted (ET)
May 11, 2017 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | May 11, 2017 | J | 52,389 | — | A | 255,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Share Options (Right to Buy)F2 | $2.95 | May 11, 2017 | H | 100,000 | D | Dec 31, 2011 | Dec 11, 2018 | Ordinary Shares | 100,000 | 0 | D |
Explanation of responses
- F1This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2Conversion of fully vested options in exchange for a number of ordinary shares of the issuer in accordance with the Stock Option Conversion Agreement dated May 11, 2017. Each option listed in Table II converted into ordinary shares of the issuer with the number of ordinary shares determined by reference to the excess of the value of an ordinary share on the last trading day prior to the date of such conversion over the applicable exercise price. The Company's payroll tax withholding obligations were met by the retention of a number of ordinary shares with a value equal to the associated wage taxes and social security, resulting in a net issuance of 52,389 ordinary shares.