SEC Form 4 · accession 0000950157-17-000580
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marius Jonkhart
Director
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 5, 2017 | A | 2,069 | $0.00 | A | 16,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 5, 2017 | C | 3,761 | D | May 5, 2017 | May 5, 2017 | Ordinary Shares | 3,761 | 0 | D |
Explanation of responses
- F1This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2Vesting of Restricted Stock Units ("RSUs") in accordance with the Equity Incentive Plan 2014. Each RSU listed in Table II vested and converted into Ordinary Shares on a 1-to-1 basis. Some of the Ordinary Shares that were converted are being withheld by AerCap Holdings N.V. to pay wage taxes payable by Marius Jonkhart in connection with the vesting of the RSUs.