SEC Form 4 · accession 0000950157-17-000027
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gradon
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 31, 2016 | J | 3,761 | A | — | — | Ordinary Shares | 3,761 | 3,761 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a right to receive, upon settlement, either (i) a number of Ordinary Shares equal to the number of vested RSUs that become payable upon the applicable vesting date; (ii) an amount of cash equal to the fair market value of such number of Ordinary Shares; or (iii) a combination of items (i) and (ii). This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2Grant of RSUs.
- F3The RSUs will vest on the earlier of (i) May 31, 2018 and (ii) the date of the 2018 annual general meeting of shareholders of AerCap Holdings N.V.