SEC Form 4 · accession 0000950157-16-002117
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gradon
Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 6:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Sep 2, 2016 | C | 1,191 | $0.00 | A | 5,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Share Options (Right to Buy)F2 | $13.72 | Sep 2, 2016 | C | 1,803 | A | Jan 1, 2016 | Dec 31, 2022 | Ordinary Shares | 1,803 | 0 | D |
Explanation of responses
- F1This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2The exercise of Ordinary Share Options resulted in Ordinary Shares at an amount equal to the product of (A) 1,803 and (B) the excess of the current AerCap Holdings N.V. share price ($40.40) over the exercise price ($13.72), divided by the current AerCap Holdings N.V. share price.