SEC Form 4 · accession 0001754237-18-000006
Wesco Aircraft Holdings, Inc · WAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard D. Rosen
Officer — VP & Corporate Controller
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378718
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Oct 1, 2018 | A | 12,778 | A | — | — | Common Stock | 12,778 | 12,778 | D |
| Employee Stock Options (right to buy)F4 | $11.09 | Oct 1, 2018 | A | 7,795 | A | — | Sep 30, 2028 | Common Stock | 7,795 | 7,795 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2Includes 6,111 restricted stock units granted as part of Mr. Rosen's fiscal 2019 annual long-term equity incentive award and 6,667 restricted stock units granted as a special one-time award upon commencement of Mr. Rosen's employment.
- F3These restricted stock units vest in three equal annual installments beginning on September 30, 2019.
- F4These options vest in three equal annual installments beginning on September 30, 2019.